UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of report (Date of earliest event reported:)
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(Exact Name of Registrant as Specified in Its Charter)
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(State or Other Jurisdiction of Incorporation
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(Commission File Number)
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(IRS Employer Identification Number)
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(Address of Principal Executive Offices)
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(Zip Code)
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(Registrant’s Telephone Number, Including Area Code)
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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On June 6, 2023, Tandy Leather Factory, Inc. (the “Company”) held its annual meeting of stockholders. The four proposals considered at the annual meeting were
voted on as follows:
Proposal 1: The election of seven directors for the
ensuing year. The number of votes cast for and withheld for each nominee for director is set forth below.
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NOMINEE:
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FOR:
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WITHHELD:
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Vicki Cantrell
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5,416,900
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414,626
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Janet Carr
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5,416,900
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414,626
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Elaine D. Crowley
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5,394,693
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436,833
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Jefferson Gramm
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5,416,866
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414,660
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James Pappas
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5,416,882
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414,644
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Sejal Patel
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5,369,679
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461,847
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Eric Speron
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5,418,829
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412,697
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Proposal 2: Ratification of the appointment of
Weaver & Tidwell LLP as the Company’s independent registered public accounting firm for fiscal year 2023. The number of votes cast for and against this
proposal, as well as the number of abstentions and with respect to this proposal, are set forth below:
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FOR
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AGAINST
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ABSTAIN
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6,087,049
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129,227
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462,493
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Proposal 3: Approval of the Tandy Leather Factory,
Inc. 2023 Stock Incentive Plan. The number of votes cast for and against this proposal, as well as the number of abstentions and broker non-votes with respect to this
proposal, are set forth below:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON VOTES
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5,381,276
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448,725
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1,525
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847,243
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Proposal 4: Advisory vote regarding executive compensation. The number of votes cast for and against this proposal, as well as the number of abstentions and broker non-votes with respect to this proposal, are set
forth below:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON VOTES
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5,402,085
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428,439
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1,002
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847,243
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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TANDY LEATHER FACTORY, INC.
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Date: June 6, 2023
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By: |
/s/ Janet Carr
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Janet Carr, Chief Executive Officer
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