8-K 1 form8k503.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2020 CARBON ENERGY CORPORATION ------------------------------------ (Name of registrant as specified in its charter) Delaware 000-02040 26-0818050 State of Commission File IRS Employer Incorporation Number Identification No. 1700 Broadway, Suite 1170, Denver, Colorado 80290 Address of principal executive offices (720) 407-7030 Telephone number, including area code Former name or former address if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging Growth Company [ ] If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13a of the Exchange Act. [ ] Securities registered pursuant to Section 12(b) of the Act: -------------------------------------------------------------------------------- Title of each Trading Name of each exchange on which class Symbol(s) registered -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- None N/A N/A -------------------------------------------------------------------------------- Item 5.03 Amendment to Articles of Incorporation or bylaws, Change in Fiscal Year On October 22, 2020, shareholders owning a majority of the Company's outstanding shares of common stock amended the Company's Certificate of Incorporation to reverse split the outstanding shares of the Company's common stock on a 4-for-1 basis. The amendment was filed with the Delaware Secretary of State on October 26, 2020. The reverse stock split will become effective in the over-the-counter markets following notification by FINRA of the effective date of the reverse stock split. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. October 28, 2020 CARBON ENERGY CORPORATION By:/s/ Erich Kirsch Erich Kirsch Senior Vice President of Finance & Accounting