UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): June 29, 2022

UTG, INC
(Exact name of registrant as specified in its charter)

Delaware
 
0-16867
 
20-2907892
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)

205 North Depot Street
Stanford, Kentucky
 
40484
(Address of principal executive offices)
 
(Zip code)

Registrant's telephone number, including area code (217) 323-6300

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter):

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Section 5 – Corporate Governance and Management

Item 5.07 – Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Shareholders of UTG, Inc. was held on June 29, 2022 at which the following matters were submitted to a vote of shareholders:


(a)
  
Votes regarding the election of ten directors:

Name
  
For
  
Withheld
  
Broker Non-Votes
April R. Chapman
  
2,317,777
  
42
  
305,138
Jesse T. Correll
  
2,317,386
  
433
  
305,138
Preston H. Correll
  
2,317,386
  
433
  
305,138
John M. Cortines
  
2,317,819
  
0
  
305,138
Thomas F. Darden, II
  
2,317,819
  
0
  
305,138
Howard L. Dayton, Jr.
  
2,317,819
  
0
  
305,138
Thomas E. Harmon
  
2,317,819
  
0
  
305,138
Gabriel J. Molnar
  
2,317,819
  
0
  
305,138
Peter L. Ochs
  
2,317,819
  
0
  
305,138
James P. Rousey
  
2,317,386
  
433
  
305,138

(b)
  
Votes regarding the non-binding, advisory basis, compensation of the Company’s named executive officers:

For
  
Against
  
Abstain
2,332,269
  
2,318
  
4,535



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

   
UTG, INC.
     
Date:  June 29, 2022
By:
/s/ Theodore C. Miller
   
Theodore C. Miller
   
Senior Vice President
   
and Chief Financial Officer