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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  June 20, 2025

 

Commission File No. 001-14778

 

Soligenix, Inc.

(Exact name of small business issuer as specified in its charter)

 

DELAWARE

 

41-1505029

(State or other jurisdiction of
incorporation or organization)

 

(I.R.S. Employer
Identification Number)

 

 

 

29 Emmons Drive,

Suite B-10

Princeton, NJ

 

08540

(Address of principal executive offices)

 

(Zip Code)

(609) 538-8200

(Issuer’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock, par value $.001 per share

 

SNGX

 

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

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Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 20, 2025, Soligenix, Inc. (the “Company”) held its 2025 annual meeting of stockholders (the “Annual Meeting”), at which the stockholders approved the 2025 Equity Incentive Plan (the “2025 Plan”). A summary of the 2025 Plan was included as part of Proposal 2 in the Company's proxy statement (the “Proxy Statement”) filed with the Securities and Exchange Commission on May 5, 2025. The summary of the 2025 Plan contained in the Proxy Statement is qualified by and subject to the full text of the 2025 Plan, which is filed as Exhibit 10.1 to this report. The forms of stock option agreement and restricted stock purchase agreement under the 2025 Plan are filed as Exhibits 10.2 and 10.3, respectively, to this report.

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On June 20, 2025, at the Annual Meeting, the following items were voted upon:

 

Proposal 1 – Election of Directors:

 

The following five nominees were elected as directors to serve until the 2025 Annual Meeting of Stockholders by votes as follows:

 

Name

 

For

 

 

Withheld

 

Christopher J. Schaber, PhD

 

 

330,950

33,545

 

Gregg A. Lapointe, CPA, MBA

332,492

32,003

Diane L. Parks, MBA

 

 

331,054

33,441

 

Robert J. Rubin, MD

 

 

331,046

33,449

 

Jerome B. Zeldis, MD, PhD

 

 

329,054

35,441

 

There were 1,168,832 broker non-votes in the election of directors.

Proposal 2 – 2025 Equity Incentive Plan:

 

The proposal to approve the 2025 Plan was approved, and the votes were as follows:

 

For

 

Against

 

Abstain

215,332

 

91,937

 

57,226

There were 1,168,832 broker non-votes on this proposal.

Proposal 3 – Non-Binding Advisory Vote on Executive Compensation:

 

The proposal to approve, by a non-binding advisory vote, the compensation of the Company’s named executive officers as disclosed in the Company’s 2025 proxy statement was approved, and the votes were as follows:

 

03,633

For

 

Against

 

Abstain

303,633

 

53,830

 

7,032

 

2

There were 1,168,832 broker non-votes on this proposal.

Proposal 4 – Ratification of Auditors:

The proposal to ratify the appointment of Cherry Bekaert, LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2025 was approved by votes as follows:

 

For

 

Against

 

Abstain

1,476,465

 

54,474

 

2,388

There were no broker non-votes on this proposal.

 

Proposal 5 – Adjournment Proposal:

 

The proposal to approve an adjournment of the Annual Meeting, in whole or in part as to any particular proposal(s), to a later date or dates, if necessary, to permit further solicitation of proxies in the event there are not sufficient shares voted to constitute a quorum or votes in favor of a particular proposal for approval, was approved, and the votes were as follows:

 

For

 

Against

 

Abstain

1,227,450

 

295,013

 

10,864

There were no broker non-votes on this proposal.

Item 9.01. Financial Statements and Exhibits.

(d)     Exhibits.

Exhibit No.

    

Description

10.1

Soligenix, Inc. 2025 Equity Incentive Plan

10.2

Form of Stock Option Agreement for 2025 Plan

10.3

Form of Restricted Stock Agreement for 2025 Plan

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Soligenix, Inc. 

June 20, 2025

By:

/s/ Christopher J. Schaber 

 

 

Christopher J. Schaber, Ph.D.

President and Chief Executive Officer

(Principal Executive Officer)

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