8-K 1 form8k_newdir-110110.htm FORM 8-K NEW DIRECTOR form8k_newdir-110110.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): October 21, 2010

ES Bancshares, Inc.
(Exact Name of Registrant as Specified in its Charter)

Maryland
  
000-52178
  
20-4663714
(State or Other Jurisdiction
of Incorporation)
  
(Commission File No.)
  
(I.R.S. Employer
Identification No.)

68 North Plank Road, Newburgh, New York
  
12550
(Address of Principal Executive Offices)
  
(Zip Code)

Registrant’s telephone number, including area code:   (845) 561-0003

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Mr. Walter Daszkowski was elected to the boards of directors of ES Bancshares, Inc. (the “Company”) and Empire State Bank, the Company’s wholly owned New York State chartered banking subsidiary, effective October 21, 2010. There were no arrangements or understandings between Mr. Daszkowski and any other person pursuant to which Mr. Daszkowski was selected as a director of the Company.

In 2010, the Company paid each non-employee director an annual retainer fee in the amount of $6,000.
 
Mr. Daszkowski will sit on the Board’s ALCO Committee and Audit Committee.

 
 Item 9.01.       Financial Statements and Exhibits.
 
(a) 
Financial Statements of Businesses Acquired.
Not Applicable.
(b) 
Pro Forma Financial Information
Not Applicable.
(c) 
Shell Company Transactions
Not Applicable.
(d) 
Exhibits.
Not Applicable.


 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

   
ES BANCSHARES, INC.
 
 
 
DATE: November 1, 2010
By:
 /s/ Anthony P. Costa
   
Anthony P. Costa
   
Co-Chief Executive Officer