8-K 1 yumm8k20090522.htm YUMMIES, INC. FORM 8-K MAY 22, 2009 yumm8k20090522.htm

FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported)       May 22, 2009    
 
  YUMMIES, INC. 
(Exact name of registrant as specified in its charter)
 
    Nevada   
    000-32361   
    87-0615629   
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)

    1981 E. Murray Holladay Rd., Suite 100, Salt Lake City, Utah 84117   
(Address of principal executive offices) (Zip Code)
 
    801-272-9294   
Registrant’s telephone number, including area code
 
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 
 
 
Section 5 - Corporate Governance and Management
 
Item 5.01 Changes in Control of Registrant.
 
On May 22, 2009, Susan Santage acquired, in a private transaction, 1,590,000 shares of the common stock of Yummies, Inc. from Dianne Hatton-Ward for $750.00 of her personal funds. This acquisition also provided for the resignation of Dianne Hatton-Ward as sole officer and director of the registrant and the appointment of Susan Santage as director, president, treasuer, and secretary of the registrant. This acquisition brought the total number of common shares owned by Ms. Santage to 1,690,000 or 67.5% of the outstanding common shares (2,505,000) of the registrant.
 
The information required by Item 501(a)(8) of Form 8K is contained in the Form 10KSB filed by the registrant on December 22, 2008 with the exception of the changes contained in this Item 5.01 and in Item 5.02.
 
The following table sets forth certain information furnished by current management concerning the ownership of common stock of the Company as of May 22, 2009, of (I) each person who is known to the Company to be the beneficial owner of more than 5 percent of the Common Stock; (ii) all directors and executive officers; and (iii) directors and executive officers of the Company as a group.

Name and Address of
Amount and Nature of
Percentage
Beneficial Owner
Beneficial Ownership
of Class
     
Susan Santage (Pres/Dir)
1,690,000*
67.5%
1981 Murray Holladay Rd
    
Salt Lake City, Utah 84117
    
     
All officers and
    
directors as a group
1,690,000 
67.5%

* After 6 to one forward split on February 5, 2001.

 
 
 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On May 22, 2009, Dianne Hatton-Ward, sole officer and director of the registrant, resigned all positions  and appointed Susan Santage as sole director, president, treasurer and secretary of the registrant. Dianne Hatton-Ward resigned  for personal reasons. No written correspondence regarding the resignation was received by the registrant.

The following table sets forth certain information regarding the current directors and executive officers of the Company:

     
Position
Name
Age
Title
Held Since
       
Susan Santage
47
President, Secretary,
May 22, 2009
   
Treasurer and Director
  
 
 
Susan Santage,  Ms. Santage graduated from Salt Lake Community College in 1989 with an AAS in Graphic Design.  In 1984, Ms. Santage graduated from the Salt Lake School of Interior Design.  From 1989 to the present date, Ms. Santage has engaged in freelance graphic design where she has contracted with several companies including Break-thru Industries, KLCY Radio Station, Phoenix Aviation, Inc., and the Salt Lake Community College. Ms. Santage, since 2000, has been secretary, treasurer and director of Framewaves, Inc.

There are no transactions between the Company and Ms. Santage that would require disclosure under Item 404(a) of Regulation S-K. The Company has not entered into any written compensation agreement with Ms. Santage.

Section 9 -Financial Statements and Exhibits

NONE

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned there unto duly authorized.

 
Yummies, Inc.
 
[Registrant]
   
 
S/ Susan Santage              
 
Susan Santage
 
President & Treasurer
May 22, 2009